Yu Ming Investment Management Limited
禹銘投資管理有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Ming Investment Management Limited (禹銘投資管理有限公司), a Hong Kong-based licensed corporation with CE reference ADU830. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 6 - Advising on corporate finance; 9 - Asset management. Current licensed staff on file: 6 (total recorded over time: 25).
- Category:
-
Sell side · Consulting ?
- Registered address:
- Room 1801 18/F, Allied Kajima Building, 138 Gloucester Road, Wanchai
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | present |
| Type 4 - Advising on securities | Pre-2003 | present |
| Type 6 - Advising on corporate finance | Pre-2003 | present |
| Type 9 - Asset management | Pre-2003 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (25)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Chi Shing Lam 林志成 | RO 1, 4, 6, 9 Rep 4, 6, 9 | 2005-09 | Present |
| Warren Wa Lun Lee 李華倫 | RO 1, 4, 6, 9 | Pre-2003 | Present |
| Ming Li 李銘 | RO 1, 6 Rep 1, 4, 6, 9 | 2009-01 | Present |
| Nelson Kai Yip Chow 周啟業 | Rep 1, 4, 6 | 2016-10 | Present |
| Yun Sang Fong 方潤生 | Rep 1, 4, 6, 9 | 2014-10 | Present |
| Raymond Ka Hei Tam 譚家熙 | Rep 1, 4, 6, 9 | 2011-04 | Present |
| Qian You 尤謙 | Rep 1, 4, 6, 9 | 2010-10 | 2021-12 |
| Jingyou Li 李竞由 | Rep 1, 6 | 2019-04 | 2020-11 |
| Wai Yang Cheng 鄭韋欣 | Rep 9 | 2015-04 | 2018-04 |
| Chak Sun Yam 任澤新 | Rep 1, 4, 6, 9 | 2011-11 | 2014-07 |
| Zhiquan Xia 夏志全 | Rep 1, 4, 6, 9 | 2011-12 | 2014-06 |
| Yanyu Zhang 張彥瑜 | Rep 1, 4, 6, 9 | 2012-11 | 2014-06 |
| Josephine Yi Shun Wu 胡懿淳 | Rep 1, 4, 6, 9 | 2009-10 | 2011-05 |
| Michael Chun Man Ng 吳俊文 | Rep 1, 4, 6, 9 | 2010-10 | 2011-04 |
| Lap Kok Leung 梁立壑 | Rep 1, 4, 6, 9 | 2008-01 | 2010-05 |
| Carmen Ka Heng Tam 譚嘉恒 | Rep 1, 4, 6, 9 | 2008-09 | 2010-04 |
| Chi Wai Leong 梁治維 | RO 1, 4, 6, 9 Rep 4, 6, 9 | Pre-2003 | 2010-02 |
| Kelman Jun Qiao Li 李駿翹 | Rep 1, 4, 6, 9 | 2009-03 | 2009-06 |
| Wing Ah Lam 林穎雅 | Rep 4, 6, 9 | 2005-11 | 2008-12 |
| Tony Wing Cheung Fung 馮永祥 | RO 1, 4, 6, 9 | Pre-2003 | 2008-05 |
| Tsang Lau 劉錚 | Rep 1, 4, 6, 9 | 2008-01 | 2008-05 |
| Peter Yiu Fai Fung 馮耀輝 | RO 1, 4, 6, 9 | Pre-2003 | 2007-08 |
| Chun Fai Tung 董駿暉 | Rep 1, 4, 6, 9 | 2005-07 | 2007-02 |
| Tak Yee Lam 林德儀 | RO 4, 6, 9 Rep 4, 6, 9 | Pre-2003 | 2006-10 |
| Alex King Yue Leung 梁景裕 | Rep 4, 6, 9 | Pre-2003 | 2006-01 |
Showing 1–25 of 25
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