Carmen Ka Heng Tam
譚嘉恒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carmen Ka Heng Tam (譚嘉恒), a licensed former licensee with CE reference ARL253. This person has 10.1 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kudos Summit Asset Management Limited 森翹資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2024-02-23 | 2025-05-31 |
| Kudos Summit Asset Management Limited 森翹資產管理有限公司 |
Rep | Type 9 - Asset management | 2024-02-23 | 2025-05-31 |
| STI Asset Management Limited | Rep | Type 1 - Dealing in securities | 2018-03-20 | 2022-03-31 |
| STI Asset Management Limited | Rep | Type 4 - Advising on securities | 2018-03-20 | 2022-03-31 |
| STI Asset Management Limited | Rep | Type 9 - Asset management | 2018-03-20 | 2022-03-31 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 4 - Advising on securities | 2013-08-15 | 2015-05-31 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-08-15 | 2015-05-31 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 9 - Asset management | 2013-08-15 | 2015-05-31 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-02-06 | 2013-04-15 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-02-06 | 2013-04-15 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-02-06 | 2013-04-15 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-07 | 2010-08-28 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-07-07 | 2010-08-28 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-07-07 | 2010-08-28 |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2008-09-12 | 2010-04-30 |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2008-09-12 | 2010-04-30 |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-09-12 | 2010-04-30 |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 9 - Asset management | 2008-09-12 | 2010-04-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Carmen Ka Heng Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.