Lap Kok Leung
梁立壑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lap Kok Leung (梁立壑), a licensed former licensee with CE reference AQF576. This person has 6.8 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asset Management One Hong Kong Limited 頂峰資產管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2011-10-24 | 2015-04-13 |
| Asset Management One Hong Kong Limited 頂峰資產管理香港有限公司 |
Rep | Type 9 - Asset management | 2011-10-24 | 2015-04-13 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-03-16 | 2011-10-15 |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2010-11-16 | 2011-03-14 |
| SDIC Securities International Financial Holdings Limited 國投證券國際金融控股有限公司 |
Rep | Type 4 - Advising on securities | 2010-10-11 | 2011-03-14 |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2008-01-28 | 2010-05-26 |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2008-01-28 | 2010-05-26 |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-01-28 | 2010-05-26 |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 9 - Asset management | 2008-01-28 | 2010-05-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lap Kok Leung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.