Lap Kok Leung
梁立壑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lap Kok Leung (梁立壑), a licensed former licensee with CE reference AQF576. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asset Management One Hong Kong Limited 頂峰資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2011-10-24 | 2015-04-13 |
| Asset Management One Hong Kong Limited 頂峰資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2011-10-24 | 2015-04-13 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
Rep | Type 4 — Advising on securities | 2011-03-16 | 2011-10-15 |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-16 | 2011-03-14 |
| SDIC Securities International Financial Holdings Limited 國投證券國際金融控股有限公司 |
Rep | Type 4 — Advising on securities | 2010-10-11 | 2011-03-14 |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-28 | 2010-05-26 |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-01-28 | 2010-05-26 |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-01-28 | 2010-05-26 |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 9 — Asset management | 2008-01-28 | 2010-05-26 |