Zhiquan Xia
夏志全
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhiquan Xia (夏志全), a licensed former licensee with CE reference AYR746. This person has 4.6 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Axis Capital Management Limited 縱橫資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-11-06 | 2017-01-03 |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-12-28 | 2014-06-06 |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2011-12-28 | 2014-06-06 |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-12-28 | 2014-06-06 |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 9 - Asset management | 2011-12-28 | 2014-06-06 |
Worked alongside
The 12 closest colleagues, strongest tie first — individuals licensed at the same firm as Zhiquan Xia during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Chak Sun Yam | Yu Ming Investment Management Limited | 2011–2014 |
| Chi Shing Lam | Yu Ming Investment Management Limited | 2011–2014 |
| Warren Wa Lun Lee | Yu Ming Investment Management Limited | 2011–2014 |
| Ming Li | Yu Ming Investment Management Limited | 2011–2014 |
| Raymond Ka Hei Tam | Yu Ming Investment Management Limited | 2011–2014 |
| Qian You | Yu Ming Investment Management Limited | 2011–2014 |
| Yanyu Zhang | Yu Ming Investment Management Limited | 2012–2014 |
| Kam Tong Man | Axis Capital Management Limited | 2014–2017 |
| Michael Tat Chi Yu | Axis Capital Management Limited | 2014–2017 |
| Gang Yu | Axis Capital Management Limited | 2014–2017 |
| Yee Fung Yu | Axis Capital Management Limited | 2015–2017 |
| Murray Ka Shun Cheung | Axis Capital Management Limited | 2015 |