Zhiquan Xia
夏志全
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhiquan Xia (夏志全), a licensed former licensee with CE reference AYR746. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Axis Capital Management Limited 縱橫資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-11-06 | 2017-01-03 |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-12-28 | 2014-06-06 |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-12-28 | 2014-06-06 |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-12-28 | 2014-06-06 |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 9 — Asset management | 2011-12-28 | 2014-06-06 |