Newedge Broker Limited
新際經紀有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Newedge Broker Limited (新際經紀有限公司), a Hong Kong-based licensed corporation with CE reference ABV662. Current licensed staff on file: 0 (total recorded over time: 183).
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | 2010-01-08 |
| Type 2 - Dealing in futures contracts | Pre-2003 | 2010-01-08 |
| Type 5 - Advising on futures contracts | Pre-2003 | 2004-10-08 |
| Type 7 - Providing automated trading services | Pre-2003 | 2010-01-08 |
| Type 9 - Asset management | Pre-2003 | 2004-10-08 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (183)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Igor Olivier Barouti-Viret | Rep 1, 2 | 2009-02 | 2009-07 |
| John Leonard Browning | Rep 2, 7 | 2008-07 | 2009-07 |
| Darren Anthony Burns | Rep 1, 2, 7 | 2007-11 | 2009-07 |
| Francois-Alexandre Claude Thierry Caron | Rep 1, 2 | 2008-03 | 2009-07 |
| Alan Yuk Lun Chan 陳玉倫 | Rep 2, 7 | 2008-05 | 2009-07 |
| Desmond Tik Man Chan 陳狄文 | Rep 1, 2, 7 | 2008-07 | 2009-07 |
| Elgin Hiang Wei Chan 曾憲偉 | Rep 1, 7 | 2008-09 | 2009-07 |
| Christopher Lee Chappel | Rep 1, 2, 7 | 2008-11 | 2009-07 |
| Kwong-Weng Cheah | Rep 1, 2, 7 | 2008-09 | 2009-07 |
| Koon Nam Cheung 張冠楠 | Rep 1, 2, 7 | 2007-10 | 2009-07 |
| Siang Yong Chew 周向榮 | Rep 1, 2, 7 | 2006-01 | 2009-07 |
| Stephanie Pei Pei Chng 莊佩佩 | Rep 1, 2, 7 | 2006-01 | 2009-07 |
| Wing Chun Chow 周永進 | Rep 1, 2, 7 | 2007-01 | 2009-07 |
| Frederick Ian Kit Chu | Rep 1, 2, 7 | 2008-11 | 2009-07 |
| Siu Ching Chui 蔡少菁 | Rep 1, 2, 7 | 2008-07 | 2009-07 |
| Andrew Mark Gordon Corner | Rep 1, 7 | 2007-01 | 2009-07 |
| Gregory Crommen | Rep 1, 2, 7 | 2007-11 | 2009-07 |
| Kirby Scott Daley | Rep 1, 2, 7 | 2006-06 | 2009-07 |
| John Michael Leslie Duffield | RO 1 Rep 1, 7 | 2006-01 | 2009-07 |
| Andrew Douglas Dunlop | Rep 1, 2, 7 | 2008-06 | 2009-07 |
| Jing Feng 馮晶 | Rep 1, 2, 7 | 2007-12 | 2009-07 |
| Lance Thomas Fithian | Rep 2 | 2008-03 | 2009-07 |
| Ching Wing Fung 馮正榮 | Rep 1, 2, 7 | 2006-05 | 2009-07 |
| Pierre Gilbert Gay | RO 1, 2, 7 | 2008-07 | 2009-07 |
| Michael John Gilbert | Rep 1, 2, 7 | 2007-12 | 2009-07 |
| Charles June Han | Rep 1, 2, 7 | 2008-08 | 2009-07 |
| Johnson Chun Kit Har 夏俊傑 | Rep 1, 2, 7 | 2008-08 | 2009-07 |
| Mui Gek Heng | Rep 1, 2, 7 | 2006-06 | 2009-07 |
| Miu Ho 何苗 | Rep 1, 2, 7 | 2007-08 | 2009-07 |
| Matthew Charles Hobbis | Rep 1, 7 | 2007-02 | 2009-07 |
| Jason Alec Hutton | Rep 1, 2 | 2009-03 | 2009-07 |
| Barry Heung Wing Ip 葉向榮 | Rep 1, 2, 7 | 2005-03 | 2009-07 |
| Lisa Sau Chun Ip 葉秀珍 | Rep 1, 2, 7 | 2008-08 | 2009-07 |
| Colin Philip Jolly | Rep 1, 2, 7 | 2007-02 | 2009-07 |
| Philip Ko 高冠恆 | Rep 1, 2, 5, 7, 9 | Pre-2003 | 2009-07 |
| Shan Yin Ko 高山燕 | Rep 1, 2, 5, 7, 9 | Pre-2003 | 2009-07 |
| Chi Yan Lawrence Kwan 關智仁 | Rep 1, 2, 7 | 2007-11 | 2009-07 |
| Marc Clement Lanson | Rep 1, 2, 7 | 2006-12 | 2009-07 |
| Fred Chi Wai Lau 劉智偉 | Rep 2, 7 | 2005-12 | 2009-07 |
| Toby John Lawson | RO 1, 2 Rep 1, 2 | 2009-01 | 2009-07 |
| Kei Hung Lee 李祺雄 | Rep 1, 2, 7 | 2004-07 | 2009-07 |
| Man Wai Lee 李文惠 | Rep 1, 2, 7 | 2008-04 | 2009-07 |
| Michael Lee | Rep 1, 7 | 2008-09 | 2009-07 |
| Chi Wai Leung 梁志偉 | Rep 1, 2, 7 | 2008-04 | 2009-07 |
| Raymond Man Fai Li 李文輝 | Rep 1, 2 | 2008-03 | 2009-07 |
| Shuk Yee Lin 練淑儀 | Rep 1, 2, 7 | 2007-06 | 2009-07 |
| Bing Liu 劉冰 | Rep 1, 2, 7 | 2007-08 | 2009-07 |
| Richard Frederic Baptiste Louisgrand | Rep 1, 2 | 2008-11 | 2009-07 |
| Timothy David Lucas | Rep 2 | 2009-01 | 2009-07 |
| Stephen Yan Luk 陸寅 | Rep 1, 2, 7 | 2007-05 | 2009-07 |
| Eugene Kwok Kay Lum 林國基 | Rep 1, 2, 7 | 2008-07 | 2009-07 |
| Haiyan Luo | Rep 1, 2, 7 | 2007-03 | 2009-07 |
| James Taroh Mac Donald | Rep 1, 2, 7 | 2006-08 | 2009-07 |
| Kam Chiu Man 文錦超 | Rep 1, 2, 7 | 2008-05 | 2009-07 |
| Gregory Matwejev | Rep 1, 2, 7 | 2007-02 | 2009-07 |
| Ryan James Miller | Rep 1, 2, 7 | 2008-09 | 2009-07 |
| Rhett Stephen Muir | Rep 1, 2, 7 | 2008-05 | 2009-07 |
| Justin Howard Newsum | Rep 1, 7 | 2006-11 | 2009-07 |
| Anthony Wai Leung Ng 吳煒樑 | Rep 1, 2, 7 | 2008-09 | 2009-07 |
| Wai Kwong Ng 吳衛剛 | Rep 1, 2, 7 | 2008-05 | 2009-07 |
| Alice Kit Ying Ngai 倪潔瑩 | Rep 1, 2, 7 | 2008-07 | 2009-07 |
| Raphael Jacques Tan Hoa Nguyen | Rep 1, 2, 7 | 2004-10 | 2009-07 |
| Cynthia Nicot | Rep 1, 2, 7 | 2008-12 | 2009-07 |
| James Campbell Oliver | Rep 1, 2, 7 | 2008-11 | 2009-07 |
| Nelson King Sau Pang 彭敬修 | Rep 1, 2, 7 | 2008-05 | 2009-07 |
| Xiaowen Qiu 邱曉文 | Rep 1, 7 | 2008-09 | 2009-07 |
| Guillaume Jean Charles Marc Roux-Chabert | Rep 2 | 2008-07 | 2009-07 |
| Karim Sebti | Rep 1, 2, 7 | 2008-11 | 2009-07 |
| Chenghu Shi 石成虎 | Rep 2, 7 | 2008-07 | 2009-07 |
| Nelson Shing Hing So 蘇盛興 | Rep 1, 2, 7 | 2008-05 | 2009-07 |
| Jinlong Soh 蘇金龍 | Rep 1, 2, 7 | 2008-04 | 2009-07 |
| Howard Lincoln Dy Son 孫介君 | Rep 1, 7 | 2007-10 | 2009-07 |
| Vincent Wing Shun Tang 鄧永舜 | Rep 1, 2, 7 | 2006-12 | 2009-07 |
| James Stuart Taylor | Rep 1, 2, 7 | 2007-05 | 2009-07 |
| Suzanne Tracey Taylor | Rep 1, 7 | 2007-03 | 2009-07 |
| Vincent Joseph Turcotte III | RO 2 | 2008-08 | 2009-07 |
| Jens Owe Winter | RO 1, 2, 7 | 2008-12 | 2009-07 |
| Chester Yick Chung Woo 吳奕聰 | Rep 1, 2, 7 | 2006-11 | 2009-07 |
| Vivian Chan Yabut | Rep 1 | 2009-03 | 2009-07 |
| Wai Tak Yam 任偉德 | Rep 1, 2, 7 | 2006-05 | 2009-07 |
| Daniel Seng Cheng Yeo 楊聖淨 | Rep 2 | 2008-03 | 2009-07 |
| Chor Wai Yip 葉楚偉 | Rep 1, 2, 7 | 2003-07 | 2009-07 |
| Hon Cheung Yu 余漢祥 | Rep 2, 7 | 2008-06 | 2009-07 |
| Pak Cheung Yuen 阮栢祥 | Rep 1, 2, 5, 7, 9 | Pre-2003 | 2009-07 |
| Francesco Zannino | Rep 1, 2, 7 | 2007-11 | 2009-07 |
| Joseph Law | Rep 1, 2 | 2009-01 | 2009-06 |
| So Ryung Lee 李昭姈 | Rep 1, 2, 7 | 2008-07 | 2009-06 |
| Yat Hoi Lai 黎逸凱 | Rep 1, 2, 5, 7, 9 | Pre-2003 | 2009-06 |
| Chung Shing Chan 陳仲成 | RO 1, 2, 7 Rep 1, 2, 5, 7, 9 | Pre-2003 | 2009-06 |
| Sharon Li Hsia Ang | Rep 1, 2, 7 | 2007-10 | 2009-06 |
| Betty Pui Mun Mok 莫佩敏 | Rep 1, 2, 7 | 2008-06 | 2009-06 |
| Chung Cheong Lai 黎仲昌 | Rep 1, 2, 7 | 2005-05 | 2009-06 |
| Vivian Hoi Yee Lau 劉凱宜 | Rep 1, 7 | 2008-01 | 2009-06 |
| Vanessa Wing Sze Ko 高詠詩 | Rep 2, 5, 7, 9 | Pre-2003 | 2009-06 |
| Gary Chi Ki Kwong 鄺智騏 | Rep 1, 2, 7 | 2008-05 | 2009-06 |
| Mats Johan Sjoestroem | Rep 1 | 2005-07 | 2009-06 |
| Roestam Effendi Bin Bachtiar | Rep 1, 2, 7 | 2007-02 | 2009-05 |
| Debbie Ah Lam Chan 陳雅琳 | Rep 1, 2, 7 | 2008-06 | 2009-05 |
| William James Fyfe | RO 1, 2, 7 Rep 1, 2, 7 | Pre-2003 | 2009-04 |
| Richard William Forrest | Rep 1, 2, 7 | 2006-05 | 2009-03 |
Showing 1–100 of 183