Philip Ko
高冠恆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip Ko (高冠恆), a licensed former licensee with CE reference ABS536. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| XHK Limited | RO | Type 2 — Dealing in futures contracts | 2019-01-29 | 2021-04-22 |
| CITIC Futures International Company Limited 中信期貨國際有限公司 |
RO | Type 2 — Dealing in futures contracts | 2015-08-31 | 2017-07-01 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2014-11-27 | 2015-08-31 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-09-08 | 2014-11-27 |
| Marex HK Asia Limited |
Rep | Type 2 — Dealing in futures contracts | 2013-10-10 | 2014-06-02 |
| BERKSHIRE CAPITALS LIMITED 伯克希爾資本有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-05-03 | 2013-09-02 |
| Great Lakes Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2010-07-06 | 2012-12-31 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2008-10-15 | 2009-08-10 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-10-15 | 2009-08-10 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2008-10-15 | 2009-08-10 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 1 — Dealing in securities | present | 2009-07-31 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2009-07-31 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-10-16 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2009-07-31 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-16 |