Joseph Law
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Law ( ), a licensed former licensee with CE reference ASF709. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2013-04-08 | 2013-07-08 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-04-08 | 2013-07-08 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2013-04-08 | 2013-07-08 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-27 | 2011-05-27 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-07-27 | 2011-05-27 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2009-01-14 | 2009-06-27 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2009-01-14 | 2009-06-27 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-01-14 | 2009-06-27 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2009-01-14 | 2009-06-27 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-01-14 | 2009-06-27 |