Fred Chi Wai Lau
劉智偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fred Chi Wai Lau (劉智偉), a licensed former licensee with CE reference AAA314. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-08-06 | 2021-06-30 |
| ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2012-08-06 | 2019-04-30 |
| Marex Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2011-03-02 | 2011-09-21 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2010-02-26 | 2010-06-24 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-10-15 | 2010-06-24 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2008-10-15 | 2010-06-24 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 7 — Providing automated trading services | 2005-12-13 | 2009-07-31 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-12-12 | 2009-07-31 |
| Refco Forex Limited | Rep | Type 3 — Leveraged foreign exchange trading | 2003-12-04 | 2005-12-01 |
| ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-06-07 | 2005-12-01 |