Francois-Alexandre Claude Thierry Caron
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Francois-Alexandre Claude Thierry Caron ( ), a licensed former licensee with CE reference AOX957. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2008-10-13 | 2013-11-19 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2008-03-14 | 2009-07-31 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-03-14 | 2009-07-31 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2007-10-27 | 2013-11-19 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-05-16 | 2013-11-19 |