Barry Heung Wing Ip
葉向榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Barry Heung Wing Ip (葉向榮), a licensed former licensee with CE reference ALU866. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kaiser Futures Limited 嘉信期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-06-29 | 2019-02-26 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-04 | 2019-02-26 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-04-04 | 2018-06-29 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-02-21 | 2018-03-23 |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-05-08 | 2018-03-23 |
| Marex Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2011-06-14 | 2012-02-17 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2008-10-13 | 2011-06-07 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-10-13 | 2011-06-07 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2008-10-13 | 2011-06-07 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2005-03-18 | 2009-07-31 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-03-18 | 2009-07-31 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 7 — Providing automated trading services | 2005-03-18 | 2009-07-31 |