Yat Hoi Lai
黎逸凱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yat Hoi Lai (黎逸凱), a licensed former licensee with CE reference AHS158. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-04-15 | 2018-05-29 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2015-04-15 | 2018-05-29 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2014-07-03 | 2014-10-16 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-07-03 | 2014-10-16 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2014-07-03 | 2014-10-16 |
| HSBC Futures (Singapore) Pte Ltd | Rep | Type 2 — Dealing in futures contracts | 2010-02-01 | 2012-03-23 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2008-10-13 | 2009-06-22 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2008-10-13 | 2009-06-22 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-03-17 | 2009-06-22 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2005-07-26 | 2009-06-22 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-07-26 | 2009-06-22 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 7 — Providing automated trading services | 2005-07-26 | 2009-06-22 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-06-24 | 2005-07-07 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-06-24 | 2005-07-07 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-06-24 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-06-24 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-10-09 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-06-24 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-09 |