Rhett Stephen Muir
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rhett Stephen Muir ( ), a licensed former licensee with CE reference AQX054. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Asset Finance (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2013-09-24 | 2015-11-30 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-09-24 | 2015-11-30 |
| SG Asset Finance (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2013-09-24 | 2015-11-30 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2008-10-13 | 2013-09-24 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-10-13 | 2013-09-24 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2008-10-13 | 2013-09-24 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-05 | 2009-07-31 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-05-05 | 2009-07-31 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 7 — Providing automated trading services | 2008-05-05 | 2009-07-31 |