Rhett Stephen Muir

CE No. AQX054 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rhett Stephen Muir (), a licensed former licensee with CE reference AQX054. Total licence records on file: 9.

Licence history

FirmRoleRegulated activityFromTo
SG Asset Finance (Hong Kong) Limited RO Type 1 — Dealing in securities 2013-09-24 2015-11-30
Newedge Broker Hong Kong Limited
新際經紀香港有限公司
RO Type 2 — Dealing in futures contracts 2013-09-24 2015-11-30
SG Asset Finance (Hong Kong) Limited RO Type 2 — Dealing in futures contracts 2013-09-24 2015-11-30
SG Asset Finance (Hong Kong) Limited Rep Type 1 — Dealing in securities 2008-10-13 2013-09-24
Newedge Broker Hong Kong Limited
新際經紀香港有限公司
Rep Type 2 — Dealing in futures contracts 2008-10-13 2013-09-24
SG Asset Finance (Hong Kong) Limited Rep Type 2 — Dealing in futures contracts 2008-10-13 2013-09-24
Newedge Broker Limited
新際經紀有限公司
Rep Type 1 — Dealing in securities 2008-05-05 2009-07-31
Newedge Broker Limited
新際經紀有限公司
Rep Type 2 — Dealing in futures contracts 2008-05-05 2009-07-31
Newedge Broker Limited
新際經紀有限公司
Rep Type 7 — Providing automated trading services 2008-05-05 2009-07-31

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