Rhett Stephen Muir

CE No. AQX054 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rhett Stephen Muir, a licensed former licensee with CE reference AQX054. This person has 7.6 years of SFC licence history. Total licence records on file: 9.

Information

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Licence history

FirmRoleRegulated activityFromTo
SG Asset Finance (Hong Kong) Limited RO Type 1 - Dealing in securities 2013-09-24 2015-11-30
Newedge Broker Hong Kong Limited
新際經紀香港有限公司
RO Type 2 - Dealing in futures contracts 2013-09-24 2015-11-30
SG Asset Finance (Hong Kong) Limited RO Type 2 - Dealing in futures contracts 2013-09-24 2015-11-30
SG Asset Finance (Hong Kong) Limited Rep Type 1 - Dealing in securities 2008-10-13 2013-09-24
Newedge Broker Hong Kong Limited
新際經紀香港有限公司
Rep Type 2 - Dealing in futures contracts 2008-10-13 2013-09-24
SG Asset Finance (Hong Kong) Limited Rep Type 2 - Dealing in futures contracts 2008-10-13 2013-09-24
Newedge Broker Limited
新際經紀有限公司
Rep Type 1 - Dealing in securities 2008-05-05 2009-07-31
Newedge Broker Limited
新際經紀有限公司
Rep Type 2 - Dealing in futures contracts 2008-05-05 2009-07-31
Newedge Broker Limited
新際經紀有限公司
Rep Type 7 - Providing automated trading services 2008-05-05 2009-07-31

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Rhett Stephen Muir during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Man Wai Lee Newedge Broker Hong Kong Limited 2008–2015
Desmond Tik Man Chan Newedge Broker Hong Kong Limited 2008–2015
Colin Philip Jolly Newedge Broker Hong Kong Limited 2008–2014
Stephen Yan Luk Newedge Broker Hong Kong Limited 2008–2014
Chester Yick Chung Woo Newedge Broker Hong Kong Limited 2008–2014
Gregory Matwejev Newedge Broker Hong Kong Limited 2008–2014
Siu Ching Chui Newedge Broker Hong Kong Limited 2008–2014
Yat Hoi Lai Newedge Broker Hong Kong Limited 2008–2014
Ryan James Miller Newedge Broker Hong Kong Limited 2008–2014
Rita Chi Lin Lee Newedge Broker Hong Kong Limited 2009–2015
Lance Thomas Fithian Newedge Broker Hong Kong Limited 2008–2014
Vincent Wing Shun Tang Newedge Broker Hong Kong Limited 2008–2014
Toby John Lawson Newedge Broker Hong Kong Limited 2009–2014
Francesco Zannino Newedge Broker Hong Kong Limited 2008–2014
James Campbell Oliver Newedge Broker Hong Kong Limited 2008–2014
Lisa Sau Chun Ip Newedge Broker Hong Kong Limited 2008–2014
Joseph Lionel Ghouila-Houri Newedge Broker Hong Kong Limited 2010–2015
Jacques Laurent Cunin Newedge Broker Hong Kong Limited 2010–2015
Francois-Alexandre Claude Thierry Caron Newedge Broker Hong Kong Limited 2008–2013
Jacob Thomas Phelps Newedge Broker Hong Kong Limited 2010–2015
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