Kam Chiu Man
文錦超
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Chiu Man (文錦超), a licensed former licensee with CE reference AAX339. This person has 15.7 years of SFC licence history. Total licence records on file: 32.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huaxin Futures Limited 華信期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-11-01 | 2020-05-31 |
| Huajin Securities (International) Limited 華金證券(國際)有限公司 |
RO | Type 1 - Dealing in securities | 2016-08-24 | 2017-10-16 |
| Huajin Futures (International) Limited 華金期貨(國際)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2016-07-07 | 2017-10-16 |
| Huajin Securities (International) Limited 華金證券(國際)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-05-26 | 2016-08-24 |
| Huajin Futures (International) Limited 華金期貨(國際)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-05-26 | 2016-07-07 |
| Huajin Research (International) Limited 華金研究(國際)有限公司 |
Rep | Type 4 - Advising on securities | 2016-05-26 | 2017-10-16 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-07 | 2016-05-09 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 4 - Advising on securities | 2013-08-07 | 2016-05-09 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
RO | Type 2 - Dealing in futures contracts | 2013-07-10 | 2016-05-09 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
RO | Type 5 - Advising on futures contracts | 2013-07-10 | 2016-05-09 |
| Marex Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2011-07-04 | 2012-05-04 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2008-10-13 | 2011-05-23 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2008-10-13 | 2011-05-23 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2008-05-15 | 2009-07-31 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-05-15 | 2011-05-23 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-05-15 | 2009-07-31 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 7 - Providing automated trading services | 2008-05-15 | 2009-07-31 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2006-10-02 | 2008-04-17 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2006-10-02 | 2008-04-17 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2006-10-02 | 2008-04-17 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2006-10-02 | 2008-04-17 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-09-30 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-02-04 |
| RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2006-09-30 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-05-31 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-05-31 |
| RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-05-31 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-31 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-31 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-05-31 |
| RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-05-31 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-05-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kam Chiu Man during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.