Stephen Robert Friel
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Robert Friel ( ), a licensed former licensee with CE reference BIO910. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2024-01-26 | 2024-02-02 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2024-01-26 | 2024-02-02 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2016-11-24 | 2016-12-19 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2016-11-24 | 2016-12-19 |