Scott Eric Dolan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Scott Eric Dolan ( ), a licensed former licensee with CE reference BHZ240. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2024-07-26 | 2024-07-30 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2024-07-26 | 2024-07-30 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2016-08-17 | 2018-05-21 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2016-08-17 | 2018-05-21 |