Baxter Ward Wasson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Baxter Ward Wasson ( ), a licensed former licensee with CE reference BJK482. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2023-06-30 | 2023-07-04 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2023-06-30 | 2023-07-04 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2023-04-19 | 2023-04-21 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2023-04-19 | 2023-04-21 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2017-04-13 | 2017-04-21 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2017-04-13 | 2017-04-21 |