Eric Charles Sprague Byrne
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eric Charles Sprague Byrne, a licensed former licensee with CE reference BII787. This person has 0.1 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2024-11-04 | 2024-11-07 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2024-11-04 | 2024-11-07 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2024-08-09 | 2024-08-14 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2024-08-09 | 2024-08-14 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2023-09-22 | 2023-09-26 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2023-09-22 | 2023-09-26 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2020-01-29 | 2020-01-31 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2020-01-29 | 2020-01-31 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2019-03-04 | 2019-03-08 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2019-03-04 | 2019-03-08 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2018-10-25 | 2018-11-01 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2018-10-25 | 2018-11-01 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2016-10-13 | 2016-10-20 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2016-10-13 | 2016-10-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Eric Charles Sprague Byrne during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.