Jeremy E Raccio
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jeremy E Raccio ( ), a licensed former licensee with CE reference BIV596. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2024-02-16 | 2024-02-19 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2024-02-16 | 2024-02-19 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2017-01-10 | 2018-05-14 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2017-01-10 | 2018-05-14 |