Jerome Lino Raffaldini II

CE No. BFV948 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jerome Lino Raffaldini II (), a licensed former licensee with CE reference BFV948. Total licence records on file: 20.

Licence history

FirmRoleRegulated activityFromTo
UBS Asset Management (Hong Kong) Limited Rep Type 1 - Dealing in securities 2025-06-30 2025-07-04
UBS Asset Management (Hong Kong) Limited Rep Type 4 - Advising on securities 2025-06-30 2025-07-04
UBS Asset Management (Hong Kong) Limited Rep Type 1 - Dealing in securities 2024-08-09 2024-08-14
UBS Asset Management (Hong Kong) Limited Rep Type 4 - Advising on securities 2024-08-09 2024-08-14
UBS Asset Management (Hong Kong) Limited Rep Type 1 - Dealing in securities 2023-07-21 2023-07-26
UBS Asset Management (Hong Kong) Limited Rep Type 4 - Advising on securities 2023-07-21 2023-07-26
UBS Asset Management (Hong Kong) Limited Rep Type 1 - Dealing in securities 2023-01-05 2023-01-11
UBS Asset Management (Hong Kong) Limited Rep Type 4 - Advising on securities 2023-01-05 2023-01-11
UBS Asset Management (Hong Kong) Limited Rep Type 1 - Dealing in securities 2016-02-11 2018-05-14
UBS Asset Management (Hong Kong) Limited Rep Type 4 - Advising on securities 2016-02-11 2018-05-14
UBS Asset Management (Hong Kong) Limited Rep Type 1 - Dealing in securities 2015-12-28 2016-01-07
UBS Asset Management (Hong Kong) Limited Rep Type 4 - Advising on securities 2015-12-28 2016-01-07
UBS Asset Management (Hong Kong) Limited Rep Type 1 - Dealing in securities 2015-11-16 2015-11-18
UBS Asset Management (Hong Kong) Limited Rep Type 4 - Advising on securities 2015-11-16 2015-11-18
UBS Asset Management (Hong Kong) Limited Rep Type 1 - Dealing in securities 2015-10-20 2015-10-30
UBS Asset Management (Hong Kong) Limited Rep Type 4 - Advising on securities 2015-10-20 2015-10-30
UBS Asset Management (Hong Kong) Limited Rep Type 1 - Dealing in securities 2015-08-10 2015-08-14
UBS Asset Management (Hong Kong) Limited Rep Type 4 - Advising on securities 2015-08-10 2015-08-14
UBS Asset Management (Hong Kong) Limited Rep Type 1 - Dealing in securities 2015-07-17 2015-07-24
UBS Asset Management (Hong Kong) Limited Rep Type 4 - Advising on securities 2015-07-17 2015-07-24

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