Graham Alan MacKie
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Graham Alan MacKie ( ), a licensed former licensee with CE reference BGH903. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2016-02-11 | 2022-04-28 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2016-02-11 | 2022-04-28 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2015-10-09 | 2015-10-23 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2015-10-09 | 2015-10-23 |