Graham Alan MacKie
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Graham Alan MacKie, a licensed former licensee with CE reference BGH903. This person has 6.3 years of SFC licence history. Total licence records on file: 4.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2016-02-11 | 2022-04-28 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2016-02-11 | 2022-04-28 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2015-10-09 | 2015-10-23 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2015-10-09 | 2015-10-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Graham Alan MacKie during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.