Maximilian Anderl
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Maximilian Anderl ( ), a licensed former licensee with CE reference BGD222. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2023-03-10 | 2023-03-16 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2023-03-10 | 2023-03-16 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2019-01-17 | 2019-01-23 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2019-01-17 | 2019-01-23 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2018-02-22 | 2018-02-28 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2018-02-22 | 2018-02-28 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2015-12-28 | 2017-03-14 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2015-12-28 | 2017-03-14 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2015-09-07 | 2015-09-09 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2015-09-07 | 2015-09-09 |