Kam Fu Shao
邵金虎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Fu Shao (邵金虎), a licensed former licensee with CE reference ACC651. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alpha Nova Capital Management Limited |
RO | Type 4 — Advising on securities | 2018-09-11 | 2020-06-30 |
| Alpha Nova Capital Management Limited |
Rep | Type 9 — Asset management | 2018-07-30 | 2020-06-30 |
| Alpha Nova Capital Management Limited |
Rep | Type 4 — Advising on securities | 2018-05-07 | 2018-09-11 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2007-12-19 | 2017-10-28 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-29 | 2017-10-28 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-04-22 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-03-21 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-03-21 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2005-03-21 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-28 |