Man Shan Lau

劉雯珊
CE No. AMI014 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Shan Lau (劉雯珊), a licensed former licensee with CE reference AMI014. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED
法國巴黎資產管理亞洲有限公司
Rep Type 1 — Dealing in securities 2010-04-12 2012-03-10
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED
法國巴黎資產管理亞洲有限公司
Rep Type 4 — Advising on securities 2010-04-12 2012-03-10
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED
法國巴黎資產管理亞洲有限公司
Rep Type 9 — Asset management 2010-04-12 2012-03-10
BNP Paribas Dealing Services Asia Limited
法國巴黎金融交易服務亞洲有限公司
Rep Type 4 — Advising on securities 2007-01-23 2010-07-02
BNP Paribas Dealing Services Asia Limited
法國巴黎金融交易服務亞洲有限公司
Rep Type 1 — Dealing in securities 2005-08-02 2010-11-08
BNP Paribas Dealing Services Asia Limited
法國巴黎金融交易服務亞洲有限公司
Rep Type 9 — Asset management 2005-08-02 2010-07-02

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