Pui Ting Chan
陳佩婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Ting Chan (陳佩婷), a licensed former licensee with CE reference AFH197. This person has 6.6 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-31 | 2016-04-01 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-08-31 | 2016-04-01 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
Rep | Type 9 - Asset management | 2015-08-31 | 2016-04-01 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-04-12 | 2011-05-24 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2010-04-12 | 2011-05-24 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 5 - Advising on futures contracts | 2010-04-12 | 2011-05-24 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 9 - Asset management | 2010-04-12 | 2011-05-24 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 5 - Advising on futures contracts | 2008-06-17 | 2010-07-02 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-09-13 | 2010-11-08 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2005-09-13 | 2010-07-02 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 9 - Asset management | 2005-09-13 | 2010-07-02 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-07-08 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-08 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-07-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pui Ting Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.