Hing Wah Chan
陳慶華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hing Wah Chan (陳慶華), a licensed former licensee with CE reference AET272. Total licence records on file: 27.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Greenland (Asia) Securities Co., Limited 綠地(亞洲)證券有限公司 |
RO | Type 4 — Advising on securities | 2021-06-23 | 2023-02-28 |
| Greenland (Asia) Securities Co., Limited 綠地(亞洲)證券有限公司 |
RO | Type 9 — Asset management | 2021-06-23 | 2023-02-28 |
| Po Sang Securities Limited 寶生證券有限公司 |
RO | Type 9 — Asset management | 2018-06-13 | 2019-05-01 |
| Po Sang Securities Limited 寶生證券有限公司 |
RO | Type 4 — Advising on securities | 2016-10-28 | 2019-05-01 |
| Po Sang Securities Limited 寶生證券有限公司 |
RO | Type 5 — Advising on futures contracts | 2016-10-28 | 2019-05-01 |
| Po Sang Securities Limited 寶生證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-05-30 | 2019-05-01 |
| Po Sang Securities Limited 寶生證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-05-30 | 2019-05-01 |
| Huajin Research (International) Limited 華金研究(國際)有限公司 |
RO | Type 4 — Advising on securities | 2016-01-20 | 2016-05-03 |
| Huajin Securities (International) Limited 華金證券(國際)有限公司 |
RO | Type 1 — Dealing in securities | 2015-08-17 | 2016-05-03 |
| Huajin Futures (International) Limited 華金期貨(國際)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2015-08-17 | 2016-05-03 |
| South China Securities Limited 南華證券投資有限公司 |
RO | Type 1 — Dealing in securities | 2011-09-28 | 2014-06-30 |
| South China Commodities Limited 南華期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-09-28 | 2014-06-30 |
| 313 Capital Management Limited 313資本管理有限公司 |
RO | Type 4 — Advising on securities | 2011-09-28 | 2014-06-30 |
| South China Research Limited 南華資料研究有限公司 |
RO | Type 4 — Advising on securities | 2011-09-28 | 2014-06-30 |
| 313 Capital Management Limited 313資本管理有限公司 |
RO | Type 9 — Asset management | 2011-09-28 | 2014-06-30 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
RO | Type 4 — Advising on securities | 2008-05-08 | 2010-11-02 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
RO | Type 9 — Asset management | 2008-05-08 | 2010-11-02 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
RO | Type 4 — Advising on securities | 2007-10-16 | 2010-11-02 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
RO | Type 1 — Dealing in securities | 2007-07-18 | 2010-11-02 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2007-07-18 | 2010-11-02 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-05-15 | 2007-07-18 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 — Advising on securities | 2007-05-15 | 2007-10-16 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-04-17 | 2007-07-18 |
| South China Securities Limited 南華證券投資有限公司 |
RO | Type 1 — Dealing in securities | 2005-08-30 | 2006-12-19 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
RO | Type 1 — Dealing in securities | present | 2003-06-19 |
| Goldin Equities Limited 高銀(證券)有限公司 |
RO | Type 1 — Dealing in securities | present | 2003-06-19 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-06-19 |