Pauline Siu Woon Hung
洪小媛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pauline Siu Woon Hung (洪小媛), a licensed former licensee with CE reference AJJ497. This person has 8.3 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pearl Bridge Securities Limited 橋匯證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-01-15 | 2019-10-19 |
| Pearl Bridge Securities Limited 橋匯證券有限公司 |
RO | Type 4 - Advising on securities | 2019-01-15 | 2019-10-19 |
| Beevest Securities Limited 蜂投證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-08-31 | 2016-12-15 |
| Beevest Securities Limited 蜂投證券有限公司 |
RO | Type 4 - Advising on securities | 2016-08-31 | 2016-12-15 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-05-12 | 2016-08-31 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2016-03-30 | 2016-03-31 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-03-30 | 2016-03-31 |
| Fortune Origin Securities Limited 富中證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-07-30 | 2014-09-05 |
| Fortune Origin Securities Limited 富中證券有限公司 |
Rep | Type 4 - Advising on securities | 2009-07-30 | 2014-09-05 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-07-31 | 2009-04-24 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-07-31 | 2009-04-24 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 4 - Advising on securities | 2008-07-31 | 2009-04-24 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2006-06-07 | 2007-07-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pauline Siu Woon Hung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.