Yinong Wu
吳亦農
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yinong Wu (吳亦農), a licensed former licensee with CE reference AFD223. This person has 14.9 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2014-04-04 | 2018-12-14 |
| Soochow Securities International Capital Limited 東吳證券國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2013-07-19 | 2018-12-14 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2006-10-13 | 2012-10-09 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2006-09-01 | 2012-10-09 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-09-01 | 2006-10-13 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2006-09-01 | 2008-06-28 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 - Advising on securities | 2006-04-12 | 2006-08-08 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 9 - Asset management | 2006-04-12 | 2006-08-08 |
| South China Capital Limited 南華融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2005-04-21 | 2006-08-08 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2006-03-07 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-04-21 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2006-03-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yinong Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.