Doris Ming Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Doris Ming Li (李敏), a licensed Responsible Officer with CE reference ANB826. Currently licensed at 1 firm(s): Yongan Guofu Asset Management (Hong Kong) Company Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.4 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yongan Guofu Asset Management (Hong Kong) Company Limited 永安國富資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2021-08-26 | present |
| Yongan Guofu Asset Management (Hong Kong) Company Limited 永安國富資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2021-08-26 | present |
| Yongan Guofu Asset Management (Hong Kong) Company Limited 永安國富資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-08-25 | 2021-08-26 |
| Yongan Guofu Asset Management (Hong Kong) Company Limited 永安國富資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2021-08-25 | 2021-08-26 |
| Philippa Huckle Group Limited, The | RO | Type 1 - Dealing in securities | 2019-06-20 | 2020-01-30 |
| Philippa Huckle Group Limited, The | RO | Type 4 - Advising on securities | 2019-06-20 | 2020-01-30 |
| Philippa Huckle Group Limited, The | RO | Type 9 - Asset management | 2019-06-20 | 2020-01-30 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2018-08-16 | 2019-06-11 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
RO | Type 4 - Advising on securities | 2018-08-16 | 2019-06-11 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
RO | Type 9 - Asset management | 2018-08-16 | 2019-06-11 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
RO | Type 1 - Dealing in securities | 2015-03-03 | 2017-11-30 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
RO | Type 4 - Advising on securities | 2015-03-03 | 2017-11-30 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
RO | Type 9 - Asset management | 2015-03-03 | 2017-11-30 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-03-25 | 2015-03-03 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 4 - Advising on securities | 2013-03-25 | 2015-03-03 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 9 - Asset management | 2013-03-25 | 2015-03-03 |
| Newmount Investment Management (Asia) Limited 聯望投資顧問(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2007-08-23 | 2010-09-08 |
| Newmount Investment Management (Asia) Limited 聯望投資顧問(亞洲)有限公司 |
RO | Type 9 - Asset management | 2007-08-23 | 2010-09-08 |
| Newmount Investment Management (Asia) Limited 聯望投資顧問(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2006-07-20 | 2007-08-23 |
| Newmount Investment Management (Asia) Limited 聯望投資顧問(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2006-04-12 | 2007-08-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Doris Ming Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.