Walter Gilbert Mearns Nimmo

CE No. AAX450 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Walter Gilbert Mearns Nimmo (), a licensed former licensee with CE reference AAX450. Total licence records on file: 5.

Licence history

FirmRoleRegulated activityFromTo
China Enterprise Securities Company Limited
華業金控證券有限公司
RO Type 1 — Dealing in securities 2011-01-27 2015-01-22
China Enterprise Securities Company Limited
華業金控證券有限公司
RO Type 4 — Advising on securities 2007-02-13 2015-01-22
China Enterprise Securities Company Limited
華業金控證券有限公司
RO Type 9 — Asset management 2007-02-13 2015-01-22
Pegasus Fund Managers Limited
東驥基金管理有限公司
Rep Type 4 — Advising on securities 2005-09-02 2006-12-11
Pegasus Fund Managers Limited
東驥基金管理有限公司
Rep Type 9 — Asset management 2005-09-02 2006-12-11

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