Walter Gilbert Mearns Nimmo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Walter Gilbert Mearns Nimmo, a licensed former licensee with CE reference AAX450. This person has 9.2 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
RO | Type 1 - Dealing in securities | 2011-01-27 | 2015-01-22 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
RO | Type 4 - Advising on securities | 2007-02-13 | 2015-01-22 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
RO | Type 9 - Asset management | 2007-02-13 | 2015-01-22 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 4 - Advising on securities | 2005-09-02 | 2006-12-11 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 9 - Asset management | 2005-09-02 | 2006-12-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Walter Gilbert Mearns Nimmo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.