Walter Gilbert Mearns Nimmo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Walter Gilbert Mearns Nimmo ( ), a licensed former licensee with CE reference AAX450. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
RO | Type 1 — Dealing in securities | 2011-01-27 | 2015-01-22 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
RO | Type 4 — Advising on securities | 2007-02-13 | 2015-01-22 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
RO | Type 9 — Asset management | 2007-02-13 | 2015-01-22 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-09-02 | 2006-12-11 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 9 — Asset management | 2005-09-02 | 2006-12-11 |