Yie Tai Siu
蕭懿德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yie Tai Siu (蕭懿德), a licensed former licensee with CE reference ARG185. This person has 4.9 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-04-10 | 2014-07-04 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 4 - Advising on securities | 2014-04-10 | 2014-07-04 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 9 - Asset management | 2014-04-10 | 2014-07-04 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-02-08 | 2013-03-31 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 4 - Advising on securities | 2008-08-18 | 2013-03-31 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 9 - Asset management | 2008-08-18 | 2013-03-31 |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Yie Tai Siu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.