Yie Tai Siu
蕭懿德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yie Tai Siu (蕭懿德), a licensed former licensee with CE reference ARG185. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-10 | 2014-07-04 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-04-10 | 2014-07-04 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 9 — Asset management | 2014-04-10 | 2014-07-04 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-08 | 2013-03-31 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 4 — Advising on securities | 2008-08-18 | 2013-03-31 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 9 — Asset management | 2008-08-18 | 2013-03-31 |