John Chung Lee
李仁中
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Chung Lee (李仁中), a licensed former licensee with CE reference AJB018. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AT Asset Management (Asia-Pacific) Limited 聯信亞太區資產管理有限公司 |
RO | Type 9 — Asset management | 2008-08-26 | 2009-01-31 |
| AT Asset Management (Asia-Pacific) Limited 聯信亞太區資產管理有限公司 |
Rep | Type 9 — Asset management | 2007-11-06 | 2008-08-26 |
| HT Capital Management Limited | Rep | Type 9 — Asset management | 2007-08-16 | 2007-09-25 |
| Newmount Investment Management (Asia) Limited 聯望投資顧問(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2006-03-13 | 2007-07-31 |
| Newmount Investment Management (Asia) Limited 聯望投資顧問(亞洲)有限公司 |
RO | Type 9 — Asset management | 2006-03-13 | 2007-07-31 |
| Newmount Investment Management (Asia) Limited 聯望投資顧問(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2006-02-25 | 2006-03-13 |
| Grand Partners Asset Management Limited 利盟資產管理有限公司 |
RO | Type 9 — Asset management | 2005-02-15 | 2006-01-31 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-08-29 | 2004-09-14 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-08-29 | 2004-09-14 |