Cheng-Yi Liu
劉正毅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cheng-Yi Liu (劉正毅), a licensed former licensee with CE reference BBD532. This person has 11.3 years of SFC licence history. Total licence records on file: 29.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| New Asia Ferrell Asset Management Limited 新亞洲富怡資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-05-06 | 2025-08-31 |
| New Asia Ferrell Asset Management Limited 新亞洲富怡資產管理有限公司 |
RO | Type 9 - Asset management | 2022-05-06 | 2025-08-31 |
| New Asia Ferrell Asset Management Limited 新亞洲富怡資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-12-16 | 2022-05-06 |
| New Asia Ferrell Asset Management Limited 新亞洲富怡資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-12-16 | 2022-05-06 |
| Joyful Capital HK Limited 天喜資本(香港)有限公司 |
RO | Type 4 - Advising on securities | 2021-06-28 | 2021-11-30 |
| Joyful Capital HK Limited 天喜資本(香港)有限公司 |
RO | Type 9 - Asset management | 2021-06-28 | 2021-11-30 |
| Joyful Capital HK Limited 天喜資本(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-05-10 | 2021-06-28 |
| Joyful Capital HK Limited 天喜資本(香港)有限公司 |
Rep | Type 9 - Asset management | 2021-05-10 | 2021-06-28 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
RO | Type 9 - Asset management | 2020-11-20 | 2021-01-06 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
RO | Type 1 - Dealing in securities | 2020-09-21 | 2021-01-06 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
RO | Type 4 - Advising on securities | 2020-09-21 | 2021-01-06 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
Rep | Type 1 - Dealing in securities | 2020-08-31 | 2020-09-21 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
Rep | Type 4 - Advising on securities | 2020-08-31 | 2020-09-21 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2018-08-16 | 2020-08-10 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
RO | Type 4 - Advising on securities | 2018-08-16 | 2020-08-10 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
RO | Type 9 - Asset management | 2018-08-16 | 2020-08-10 |
| Fosun International Securities Limited 復星國際證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-07-26 | 2018-01-26 |
| Fosun International Securities Limited 復星國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2015-04-17 | 2018-02-28 |
| Fosun International Securities Limited 復星國際證券有限公司 |
RO | Type 4 - Advising on securities | 2015-04-17 | 2018-02-28 |
| Fosun International Securities Limited 復星國際證券有限公司 |
RO | Type 9 - Asset management | 2015-04-17 | 2018-02-28 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-03-19 | 2015-04-17 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2015-03-19 | 2015-04-17 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 9 - Asset management | 2015-03-19 | 2015-04-17 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2013-07-17 | 2015-01-22 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 4 - Advising on securities | 2013-07-17 | 2015-01-22 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 9 - Asset management | 2013-07-17 | 2015-01-22 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-04-16 | 2013-07-17 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-04-16 | 2013-07-17 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 9 - Asset management | 2013-04-16 | 2013-07-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Cheng-Yi Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.