Chue Man Mok
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chue Man Mok (莫鑄文), a licensed Responsible Officer with CE reference AZL410. Currently licensed at 1 firm(s): Azure Tide Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 11.4 years of SFC licence history. Total licence records on file: 27.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Azure Tide Capital Limited 海泉盛資本有限公司 |
RO | Type 1 - Dealing in securities | 2026-05-13 | present |
| Azure Tide Capital Limited 海泉盛資本有限公司 |
RO | Type 4 - Advising on securities | 2026-05-13 | present |
| Azure Tide Capital Limited 海泉盛資本有限公司 |
RO | Type 9 - Asset management | 2026-05-13 | present |
| Azure Tide Capital Limited 海泉盛資本有限公司 |
Rep | Type 1 - Dealing in securities | 2026-03-24 | 2026-05-13 |
| Azure Tide Capital Limited 海泉盛資本有限公司 |
Rep | Type 4 - Advising on securities | 2026-03-24 | 2026-05-13 |
| Azure Tide Capital Limited 海泉盛資本有限公司 |
Rep | Type 9 - Asset management | 2026-03-24 | 2026-05-13 |
| Hash Blockchain Limited | Rep | Type 7 - Providing automated trading services | 2025-03-31 | 2025-05-14 |
| Hash Blockchain Limited | Rep | Type 1 - Dealing in securities | 2025-03-10 | 2025-05-14 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-10-04 | 2025-02-07 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2024-10-04 | 2025-02-07 |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2023-01-26 | 2024-07-29 |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2023-01-04 | 2024-07-29 |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2023-01-04 | 2024-07-29 |
| Yongan Guofu Asset Management (Hong Kong) Company Limited 永安國富資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-06-17 | 2022-08-10 |
| Yongan Guofu Asset Management (Hong Kong) Company Limited 永安國富資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2019-06-17 | 2022-08-10 |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2017-03-21 | 2019-05-03 |
| SDIC Securities Futures (Hong Kong) Limited 國投證券期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-03-21 | 2019-05-03 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-02-13 | 2017-03-07 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-02-13 | 2017-03-07 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-10-12 | 2016-12-06 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-26 | 2016-12-06 |
| Wing Fung Securities Limited 永豐證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-06-23 | 2016-08-16 |
| Wing Fung Futures Limited 永豐期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-06-23 | 2016-08-16 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-07-29 | 2016-06-03 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-07-29 | 2016-06-03 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-04-03 | 2013-10-18 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-05-09 | 2013-10-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chue Man Mok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.