Michael Allen Choa
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Allen Choa ( ), a licensed former licensee with CE reference AAE746. This person has 9.0 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Newmount Investment Management (Asia) Limited 聯望投資顧問(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2006-02-16 |
| Newmount Investment Management (Asia) Limited 聯望投資顧問(亞洲)有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2012-03-31 |
| Newmount Investment Management (Asia) Limited 聯望投資顧問(亞洲)有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-09 |
| Newmount Investment Management (Asia) Limited 聯望投資顧問(亞洲)有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2012-03-31 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Michael Allen Choa during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Doris Ming Li | Newmount Investment Management (Asia) Limited | 2006–2010 |
| John Chung Lee | Newmount Investment Management (Asia) Limited | 2006–2007 |
| Barbara Shiuan Wang | Newmount Investment Management (Asia) Limited | 2005 |