Morningstar Investment Management Asia Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Morningstar Investment Management Asia Limited, a Hong Kong-based licensed corporation with CE reference BCN380. Currently licensed for regulated activity type(s) 4 - Advising on securities. Current licensed staff on file: 26 (total recorded over time: 75). Earliest licence on file: 2014-05-08.
- Category:
-
Sell side · Consulting
- Registered address:
- Unit 6808-09 The Center, 99 Queen's Road Central, Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 - Advising on securities | 2014-05-08 | present |
| Type 9 - Asset management | 2014-05-08 | 2016-03-09 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (75)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Daniel Robert Baker | RO 4 Rep 4 | 2014-11 | Present |
| Wing Hei Chan 陳永熙 | RO 4 Rep 4 | 2014-11 | Present |
| Nicholas Cheung 張瀚升 | RO 4 | 2016-09 | Present |
| Chok Wai Lee | RO 4 Rep 4 | 2015-12 | Present |
| Edna Lorraine Tan | RO 4 Rep 4 | 2015-08 | Present |
| Hunter Reece Beaudoin | Rep 4 | 2021-09 | Present |
| Ching Yee Chan 陳靖怡 | Rep 4 | 2020-12 | Present |
| Yu Tong Cheng 程宇彤 | Rep 4 | 2025-09 | Present |
| Jackie Tsun Kit Choy 蔡俊傑 | Rep 4 | 2014-11 | Present |
| Ka Wo Hui 許家和 | Rep 4 | 2022-08 | Present |
| Siu Chung Kan 簡兆聰 | Rep 4 | 2023-05 | Present |
| Yat Hymn Douglas Lam 林溢謙 | Rep 4 | 2025-05 | Present |
| Phelix Yuk Yeung Lee 李旭暘 | Rep 4 | 2019-10 | Present |
| Zhengwei Liang 梁政瑋 | Rep 4 | 2019-06 | Present |
| Yuk Hung Pang | Rep 4 | 2019-10 | Present |
| Germaine Chung Man Share 佘仲文 | Rep 4 | 2014-11 | Present |
| Xiao Wei Song 宋曉偉 | Rep 4 | 2015-09 | Present |
| Ruzhe Su 蘇汝哲 | Rep 4 | 2018-03 | Present |
| Fei Sun 孫飛 | Rep 4 | 2022-02 | Present |
| Yee Hang Tam 譚綺蘅 | Rep 4 | 2014-11 | Present |
| Jiaping Tan 譚嘉萍 | Rep 4 | 2015-09 | Present |
| Stephanie Cheuk Wai Ting 丁卓蔚 | Rep 4 | 2025-12 | Present |
| Chien-Kai Wang 王健凯 | Rep 4 | 2021-10 | Present |
| Junhao Yang 杨钧皓 | Rep 4 | 2025-03 | Present |
| Shuchao Yang 楊書超 | Rep 4 | 2023-10 | Present |
| Junfei Zhang 張峻菲 | Rep 4 | 2021-09 | Present |
| Ho Yin Tsang 曾浩賢 | Rep 4 | 2021-08 | 2026-08 |
| Makoto Naito | Rep 4 | 2025-08 | 2026-06 |
| Shihan Chamila Abeygunawardana | Rep 4 | 2019-01 | 2026-05 |
| Yuening Wu 吴粤宁 | Rep 4 | 2022-08 | 2026-01 |
| Samuel Lo | Rep 4 | 2020-01 | 2025-07 |
| Jingwen Du 杜婧雯 | Rep 4 | 2024-10 | 2025-04 |
| Rajarshi Putatunda | Rep 4 | 2020-09 | 2025-04 |
| Yin Fai Tang 鄧彥徽 | Rep 4 | 2024-09 | 2025-03 |
| Hoi Ki Cheung 張凱騏 | Rep 4 | 2022-08 | 2024-01 |
| Chau Po Teresa Vazquez Ng 吳秋寶 | Rep 4 | 2020-06 | 2023-10 |
| Chenchen Qu 屈辰晨 | Rep 4 | 2019-06 | 2023-09 |
| Jay Shen Lee | Rep 4 | 2018-08 | 2023-08 |
| Philip Matthew Gorham | RO 4 Rep 4 | 2020-11 | 2023-07 |
| Philip Thomas Lee | Rep 4 | 2019-02 | 2023-05 |
| Sundeep Bhat | Rep 4 | 2019-11 | 2023-02 |
| Michael Kai-Tai Wu 胡啟泰 | Rep 4 | 2014-11 | 2022-12 |
| Patrick Yuanning Ge | Rep 4 | 2019-06 | 2022-09 |
| Elizabeth Jingxi Peng Campbell | Rep 4 | 2018-12 | 2022-04 |
| Ti-Yun Tsai 蔡笛韻 | Rep 4 | 2019-11 | 2022-03 |
| Jia Sun 孫佳 | Rep 4 | 2021-11 | 2022-03 |
| William Kong Meng Chow 仇光明 | Rep 4 | 2020-06 | 2022-01 |
| Pooi Ken Foong | Rep 4 | 2019-11 | 2021-04 |
| Phillip Yun Zhong 鍾允 | Rep 4 | 2015-03 | 2021-03 |
| Chia-Lun Cheng 鄭家倫 | Rep 4 | 2016-03 | 2021-03 |
| Adam Michael Grabow | Rep 4, 9 | 2015-02 | 2021-03 |
| Andrew Scott Daniels | Rep 4 | 2018-12 | 2021-02 |
| Ho Chuen Pang 彭浩銓 | Rep 4 | 2019-11 | 2021-01 |
| Stephanie Ka Wai Woo 胡家瑋 | Rep 4 | 2017-02 | 2020-11 |
| Yu Xie 謝瑜 | Rep 4 | 2015-09 | 2020-04 |
| Nicholas Gyles Edward Chalk | Rep 4 | 2019-03 | 2020-03 |
| Jan Abraham Nel | Rep 4 | 2018-07 | 2019-09 |
| Cedric Chi Lok Wong 黃志樂 | Rep 4, 9 | 2015-12 | 2019-06 |
| Peter Dietrich | Rep 4 | 2016-08 | 2018-12 |
| Mark Laidlaw | Rep 4 | 2015-10 | 2018-03 |
| Jeff Rey Floro | Rep 4 | 2015-12 | 2018-03 |
| Wen Sun 孫雯 | Rep 4 | 2015-10 | 2017-08 |
| Yeow Xin Don Yew 尤孝鑫 | Rep 4 | 2015-12 | 2017-07 |
| Song Hu | Rep 4 | 2015-08 | 2017-06 |
| Kazunori Ito | Rep 4 | 2016-05 | 2017-06 |
| Mari Kumagai | Rep 4 | 2016-02 | 2017-06 |
| Shanshan Wei 韋珊珊 | Rep 4 | 2016-08 | 2017-06 |
| Sze Man Wong 黃思敏 | RO 4 Rep 4 | 2016-01 | 2017-06 |
| Jiaping Yi 易佳平 | Rep 4 | 2016-03 | 2017-03 |
| Yongcan Zheng | Rep 4 | 2016-03 | 2017-03 |
| Christopher Andrew Galloway | RO 4, 9 | 2014-05 | 2016-12 |
| Grant Lindsay Kennaway | RO 4 | 2014-12 | 2016-12 |
| Yan Ting Kum 甘欣庭 | Rep 4, 9 | 2014-05 | 2016-06 |
| Jin Tao 陶瑾 | RO 4, 9 | 2014-05 | 2016-02 |
| Joel Robert Bloomer | RO 4 | 2014-12 | 2015-10 |
Showing 1–75 of 75
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