Ti-Yun Tsai
蔡笛韻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ti-Yun Tsai (蔡笛韻), a licensed former licensee with CE reference ASF961. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morningstar Investment Management Asia Limited |
Rep | Type 4 — Advising on securities | 2019-11-18 | 2022-03-18 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2017-05-31 | 2019-08-30 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2011-08-24 | 2016-05-27 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-01-13 | 2011-04-26 |