Yee Hang Tam
譚綺蘅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yee Hang Tam (譚綺蘅), CE reference AUT514. Currently licensed at 1 firm(s): Morningstar Investment Management Asia Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morningstar Investment Management Asia Limited |
Rep | Type 4 — Advising on securities | 2014-11-17 | present |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-29 | 2013-10-08 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 — Advising on securities | 2010-12-29 | 2013-10-08 |
| Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-02-23 | 2010-09-03 |
| Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2010-02-23 | 2010-09-03 |