Yan Ting Kum
甘欣庭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Ting Kum (甘欣庭), a licensed former licensee with CE reference AMJ194. This person has 5.4 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-07-19 | 2018-12-10 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2016-07-19 | 2018-12-10 |
| Morningstar Investment Management Asia Limited | Rep | Type 4 - Advising on securities | 2014-05-12 | 2016-06-27 |
| Morningstar Investment Management Asia Limited | Rep | Type 9 - Asset management | 2014-05-12 | 2016-03-02 |
| Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-05-22 | 2006-08-18 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-09-12 | 2006-05-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yan Ting Kum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.