Christopher Andrew Galloway
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher Andrew Galloway ( ), a licensed former licensee with CE reference BCN392. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morningstar Investment Management Asia Limited |
RO | Type 4 — Advising on securities | 2014-05-08 | 2016-12-31 |
| Morningstar Investment Management Asia Limited |
RO | Type 9 — Asset management | 2014-05-08 | 2016-03-07 |