Yu Xie
謝瑜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Xie (謝瑜), a licensed former licensee with CE reference BGD219. This person has 4.6 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morningstar Investment Management Asia Limited | Rep | Type 4 - Advising on securities | 2015-09-07 | 2020-04-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yu Xie during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.