Jay Shen Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jay Shen Lee, a licensed former licensee with CE reference AYH950. This person has 7.9 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morningstar Investment Management Asia Limited | Rep | Type 4 - Advising on securities | 2018-08-08 | 2023-08-20 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-11-29 | 2014-09-17 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2011-10-28 | 2014-09-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jay Shen Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.