ICBC UBS Asset Management (International) Company Limited
工銀瑞信資產管理(國際)有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for ICBC UBS Asset Management (International) Company Limited (工銀瑞信資產管理(國際)有限公司), a Hong Kong-based licensed corporation with CE reference AXY613. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 16 (total recorded over time: 83). Earliest licence on file: 2011-11-18.
- Category:
-
Buyside · Asset management
- Registered address:
- Suites 801-803, 8/F, ICBC Tower, 3 Garden Road, Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2016-02-05 | present |
| Type 4 - Advising on securities | 2011-11-18 | present |
| Type 9 - Asset management | 2011-11-18 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (83)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Yu Cheng 程瑜 | RO 1, 4 Rep 1, 4 | 2025-09 | Present |
| Dan Li 李丹 | RO 1, 4, 9 Rep 4, 9 | 2017-04 | Present |
| Xin Liu 刘欣 | RO 1, 4, 9 Rep 1, 4, 9 | 2026-02 | Present |
| Xu Zhao 赵栩 | RO 9 | 2022-03 | Present |
| Han Chen 陳涵 | Rep 4, 9 | 2020-04 | Present |
| Heng Gu 谷衡 | Rep 4, 9 | 2020-08 | Present |
| Xuesong Guo 郭雪松 | Rep 1, 4, 9 | 2025-07 | Present |
| Zipeng Li 李子鵬 | Rep 1, 4, 9 | 2020-06 | Present |
| Ting Liu 劉婷 | Rep 4, 9 | 2020-11 | Present |
| Yang Lu 陸楊 | Rep 1, 4, 9 | 2022-06 | Present |
| Shilun Qu 曲施伦 | Rep 4, 9 | 2025-12 | Present |
| Wenzhuo Wang 王文卓 | Rep 1, 4 | 2025-12 | Present |
| Wang Xi 郗望 | Rep 1, 4, 9 | 2019-03 | Present |
| Hanjin Xiao 肖涵今 | Rep 1, 4 | 2025-11 | Present |
| Kanghong Yuan 袁康洪 | Rep 9 | 2026-07 | Present |
| Lin Zhu 朱琳 | Rep 1, 4, 9 | 2025-09 | Present |
| Dong Zhang 張棟 | RO 1, 4, 9 Rep 1, 4, 9 | 2022-04 | 2026-07 |
| Fangyu Zhou 周芳羽 | Rep 1, 4, 9 | 2026-02 | 2026-04 |
| Chunsheng Zhang 張春生 | RO 1, 4, 9 | 2022-02 | 2026-04 |
| Jiachen Geng 耿家琛 | Rep 1, 4, 9 | 2021-05 | 2026-03 |
| Xu Xiao 肖旭 | Rep 1, 4, 9 | 2024-03 | 2026-02 |
| Xinyi Wang 王馨怡 | Rep 1, 4 | 2022-07 | 2025-05 |
| Guidu Chen 陳桂都 | Rep 4, 9 | 2014-12 | 2025-03 |
| Xinyue Sun 孫心悅 | RO 1 Rep 1, 4 | 2022-04 | 2025-03 |
| Lingbing Kong 孔令兵 | RO 4, 9 Rep 1, 4, 9 | 2020-09 | 2025-02 |
| Le Zhuo 卓樂 | Rep 1, 4 | 2022-09 | 2025-01 |
| Yang Wang 汪颺 | RO 1, 4, 9 | 2021-01 | 2023-03 |
| Ada Manyee Yin 阮敏儀 | RO 4, 9 Rep 4, 9 | 2017-04 | 2022-09 |
| Leo Kei Shui Yan 甄祺瑞 | Rep 4, 9 | 2021-06 | 2022-09 |
| Wanqing Li 李婉晴 | Rep 1, 4 | 2022-01 | 2022-07 |
| Lijie Yu 俞勵頡 | Rep 4, 9 | 2016-12 | 2022-05 |
| Zhuoyi Fan 范卓一 | RO 1, 4 Rep 1, 4 | 2021-02 | 2022-02 |
| Rui Yang 楊睿 | RO 1 Rep 4, 9 | 2017-08 | 2021-08 |
| Jiaqi Cao 曹嘉琪 | RO 1, 4, 9 | 2020-04 | 2021-07 |
| Shulin Peng 彭樹林 | RO 1, 4, 9 | 2020-10 | 2021-07 |
| Xi Chen 陳曦 | Rep 1, 4 | 2019-09 | 2021-07 |
| Chi Ching Juliet Wong 王子晴 | Rep 1, 4 | 2019-11 | 2021-06 |
| Derrick Sun 孫裕文 | RO 4, 9 Rep 1, 4, 9 | 2018-07 | 2021-01 |
| Lingxiao Luo 羅淩霄 | Rep 1, 4, 9 | 2019-07 | 2020-11 |
| Xue Yang 楊雪 | Rep 1, 4, 9 | 2018-10 | 2020-10 |
| Chuangli He 何闖立 | Rep 4, 9 | 2017-11 | 2020-10 |
| Kang Hao 郝康 | RO 4, 9 Rep 4, 9 | 2011-11 | 2020-04 |
| Bolun Chen 陳伯倫 | Rep 1, 4, 9 | 2019-09 | 2020-03 |
| Qingren Wang 王慶仁 | RO 1, 4, 9 | 2019-01 | 2020-03 |
| Xueqi Zhang 張雪琪 | Rep 1, 4, 9 | 2018-02 | 2019-10 |
| Zefeng Chen 陳澤鋒 | RO 1 Rep 1, 4, 9 | 2017-08 | 2019-09 |
| Fang Zeng 曾方 | Rep 1, 4, 9 | 2017-11 | 2019-06 |
| Richard Hua Tang 唐華 | RO 1, 4, 9 Rep 4, 9 | 2013-08 | 2019-06 |
| Ying Shao 邵贏 | Rep 1, 4, 9 | 2017-04 | 2019-05 |
| Qirong Sun 孫琦蓉 | Rep 1, 4, 9 | 2018-10 | 2019-04 |
| Jimmy J Weng 翁濟富 | RO 4, 9 Rep 1, 4, 9 | 2012-05 | 2019-02 |
| Chi Ho Chen 陳志豪 | RO 1, 4, 9 Rep 1, 4, 9 | 2017-04 | 2019-02 |
| Zhi Jiang 姜志 | Rep 1, 4, 9 | 2017-11 | 2019-02 |
| Xiaowei Wang 王晓韋 | Rep 4, 9 | 2017-10 | 2018-12 |
| Ki Fung Chung 鍾奇峰 | Rep 1, 4, 9 | 2018-05 | 2018-07 |
| Man Wai Pang 彭敏惠 | Rep 1, 4, 9 | 2016-07 | 2018-07 |
| Amanda Jean Ho 何婧 | Rep 4, 9 | 2016-10 | 2018-07 |
| Mingbo Jiang 江明波 | RO 4, 9 Rep 4, 9 | 2013-02 | 2018-03 |
| Ming Kwan Yip 葉明君 | Rep 1, 4, 9 | 2017-05 | 2017-11 |
| Geng Chen 陳耕 | RO 1 Rep 1, 4, 9 | 2014-01 | 2017-10 |
| Bingshen Song 宋炳珅 | Rep 4, 9 | 2015-02 | 2017-09 |
| Lijing Zhuang 庄黎靜 | Rep 4, 9 | 2016-10 | 2017-05 |
| Xueying Cui 崔雪鶯 | Rep 4, 9 | 2015-03 | 2017-04 |
| Wing Hei Chu 朱榮熙 | Rep 4, 9 | 2015-12 | 2017-04 |
| Paak Khui Fung 馮百駒 | Rep 4, 9 | 2015-05 | 2016-12 |
| Ellie Mai 麥倚樺 | Rep 4, 9 | 2016-04 | 2016-12 |
| Laura Lui 呂靄華 | RO 1 Rep 1, 4, 9 | 2015-11 | 2016-11 |
| Sui Yee Chua 蔡瑞怡 | Rep 1, 4, 9 | 2015-03 | 2016-08 |
| Hailin Pan 潘海琳 | Rep 4, 9 | 2016-02 | 2016-08 |
| Elvin Tin Yau Yu 余天佑 | RO 1, 4 Rep 4, 9 | 2015-09 | 2016-07 |
| Ricky Man Fai Chau 周文輝 | Rep 1, 4, 9 | 2015-08 | 2016-03 |
| Shiying Li 李詩穎 | Rep 4, 9 | 2015-05 | 2015-12 |
| Xiaomin Shen 沈晓民 | Rep 4, 9 | 2013-08 | 2015-12 |
| Ming Chang 昌明 | Rep 4, 9 | 2014-08 | 2015-12 |
| Doris Yuk Ying Wong 黃玉瑩 | RO 4, 9 Rep 4, 9 | 2013-12 | 2015-10 |
| Guanye Cao 曹冠業 | Rep 4, 9 | 2013-08 | 2015-07 |
| Kwok Ting Tse 謝幗婷 | Rep 4, 9 | 2013-09 | 2015-05 |
| Eldora Suet King Wong 王雪瓊 | Rep 4, 9 | 2015-02 | 2015-04 |
| Zhengzheng Huang 黃錚錚 | Rep 4, 9 | 2014-01 | 2014-10 |
| Lili Xu 徐麗麗 | RO 4, 9 | 2011-11 | 2014-09 |
| Hongbin Xia 夏洪彬 | RO 4, 9 | 2011-11 | 2014-07 |
| Rongrong Zhou 周融榮 | Rep 4, 9 | 2012-11 | 2014-05 |
| Dixon Kiu Dik Chan 陳翹荻 | Rep 4, 9 | 2012-11 | 2013-10 |
Showing 1–83 of 83
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