Kwok Ting Tse
謝幗婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Ting Tse (謝幗婷), a licensed former licensee with CE reference ASZ213. This person has 2.5 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 4 - Advising on securities | 2013-09-09 | 2015-05-20 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 9 - Asset management | 2013-09-09 | 2015-05-20 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-02-18 | 2010-04-24 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-02-18 | 2010-04-24 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2009-06-15 | 2010-02-05 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 1 - Dealing in securities | 2009-06-15 | 2010-02-05 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2009-06-15 | 2010-02-05 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 4 - Advising on securities | 2009-06-15 | 2010-02-05 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 9 - Asset management | 2009-06-15 | 2010-02-05 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 9 - Asset management | 2009-06-15 | 2010-02-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Ting Tse during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.