Chi Ho Chen
陳志豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Ho Chen (陳志豪), a licensed former licensee with CE reference AUI937. This person has 11.0 years of SFC licence history. Total licence records on file: 27.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-06-13 | 2021-09-01 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 4 - Advising on securities | 2019-06-13 | 2021-09-01 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-03-21 | 2019-06-13 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-03-21 | 2019-06-13 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
RO | Type 1 - Dealing in securities | 2017-10-27 | 2019-02-15 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
RO | Type 4 - Advising on securities | 2017-10-27 | 2019-02-15 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
RO | Type 9 - Asset management | 2017-10-27 | 2019-02-15 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-04-27 | 2017-10-27 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 4 - Advising on securities | 2017-04-27 | 2017-10-27 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 9 - Asset management | 2017-04-27 | 2017-10-27 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-07-22 | 2017-04-10 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-07-22 | 2017-04-10 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 9 - Asset management | 2015-07-22 | 2017-04-10 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2013-10-11 | 2015-07-10 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 1 - Dealing in securities | 2013-10-11 | 2015-07-10 |
| Sensible Asset Management Hong Kong Limited 盛寶資產管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2013-10-11 | 2015-07-10 |
| Sensible Asset Management Limited 盛寶資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2013-10-11 | 2015-07-10 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2013-10-11 | 2015-07-10 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 4 - Advising on securities | 2013-10-11 | 2015-07-10 |
| Sensible Asset Management Hong Kong Limited 盛寶資產管理香港有限公司 |
Rep | Type 9 - Asset management | 2013-10-11 | 2015-07-10 |
| Sensible Asset Management Limited 盛寶資產管理有限公司 |
Rep | Type 9 - Asset management | 2013-10-11 | 2015-07-10 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 9 - Asset management | 2013-10-11 | 2015-07-10 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 9 - Asset management | 2013-10-11 | 2015-07-10 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-15 | 2013-04-19 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2011-08-15 | 2013-04-19 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-12-21 | 2011-07-29 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-12-21 | 2011-07-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Ho Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.