Jiaqi Cao
曹嘉琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jiaqi Cao (曹嘉琪), a licensed former licensee with CE reference BPE182. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
RO | Type 1 — Dealing in securities | 2020-04-24 | 2021-07-29 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
RO | Type 4 — Advising on securities | 2020-04-24 | 2021-07-29 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
RO | Type 9 — Asset management | 2020-04-24 | 2021-07-22 |