Shulin Peng
彭樹林
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shulin Peng (彭樹林), a licensed former licensee with CE reference BPM233. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
RO | Type 9 — Asset management | 2021-05-20 | 2021-07-29 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
RO | Type 1 — Dealing in securities | 2020-10-15 | 2021-07-29 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
RO | Type 4 — Advising on securities | 2020-10-15 | 2021-07-29 |