Leo Kei Shui Yan
甄祺瑞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Leo Kei Shui Yan (甄祺瑞), a licensed former licensee with CE reference AOG060. This person has 12.0 years of SFC licence history. Total licence records on file: 21.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 4 - Advising on securities | 2021-06-22 | 2022-09-15 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 9 - Asset management | 2021-06-22 | 2022-09-15 |
| AP Capital Management (Hong Kong) Limited 雅柏資本管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-04-06 | 2021-01-04 |
| AP Capital Management (Hong Kong) Limited 雅柏資本管理(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-04-06 | 2021-01-04 |
| AP Capital Management (Hong Kong) Limited 雅柏資本管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2020-02-17 | 2021-01-04 |
| Environmental Investment Services Asia Limited 環境投資服務亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2019-10-30 | 2020-02-07 |
| Environmental Investment Services Asia Limited 環境投資服務亞洲有限公司 |
Rep | Type 9 - Asset management | 2019-10-30 | 2020-02-07 |
| MCG Management Limited | Rep | Type 4 - Advising on securities | 2015-03-03 | 2018-03-05 |
| MCG Management Limited | Rep | Type 5 - Advising on futures contracts | 2015-03-03 | 2018-03-05 |
| MCG Management Limited | Rep | Type 9 - Asset management | 2015-03-03 | 2018-03-05 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2013-11-14 | 2014-07-12 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2013-05-22 | 2014-07-12 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
Rep | Type 9 - Asset management | 2013-05-22 | 2014-07-12 |
| United Gain Investment Limited 聯威投資有限公司 |
Rep | Type 4 - Advising on securities | 2011-08-30 | 2013-01-11 |
| United Gain Investment Limited 聯威投資有限公司 |
Rep | Type 9 - Asset management | 2011-08-30 | 2013-01-11 |
| Cinda International Research Limited 信達國際研究有限公司 |
Rep | Type 4 - Advising on securities | 2011-03-25 | 2011-04-13 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
Rep | Type 9 - Asset management | 2007-09-25 | 2011-02-07 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-17 | 2011-02-07 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-08-17 | 2011-02-07 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-07-23 | 2007-08-10 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-01-19 | 2007-08-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Leo Kei Shui Yan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.