Le Zhuo
卓樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Le Zhuo (卓樂), a licensed former licensee with CE reference BOO006. This person has 2.4 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-09-08 | 2025-01-06 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 4 - Advising on securities | 2022-09-08 | 2025-01-06 |
| Synergy Futures Limited 新際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-07-15 | 2019-08-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Le Zhuo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.