First Shanghai Securities Limited
第一上海證券有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for First Shanghai Securities Limited (第一上海證券有限公司), a Hong Kong-based licensed corporation with CE reference ABV488. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 6 - Advising on corporate finance. Current licensed staff on file: 96 (total recorded over time: 324).
- Category:
-
Sell side · Brokerage
- Registered address:
- Rm 1905 Wing On House, 71 Des Voeux Road, Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | present |
| Type 4 - Advising on securities | Pre-2003 | present |
| Type 6 - Advising on corporate finance | Pre-2003 | present |
| Type 7 - Providing automated trading services | Pre-2003 | 2003-09-02 |
| Type 9 - Asset management | Pre-2003 | 2010-08-20 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (324)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Chi Hung Fok 霍智鴻 | RO 1 Rep 1 | 2004-05 | Present |
| Chi Hung Leung 梁志鴻 | RO 1 Rep 1 | 2009-03 | Present |
| Chi Keung Eliot Li 李智強 | RO 1, 6 Rep 1, 6 | 2013-05 | Present |
| Mingjiang Li 李明江 | RO 4 Rep 4 | 2006-05 | Present |
| Ho Yin Lo 盧浩然 | RO 1 Rep 1 | 2011-01 | Present |
| Wen Pan 潘雯 | RO 1 Rep 1 | 2008-03 | Present |
| Hong Qiu 邱紅 | RO 1 Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Chi Wing Shim 單志榮 | RO 1 Rep 1 | 2022-12 | Present |
| Chi Chiu So 蘇志超 | RO 1 Rep 1, 4 | 2008-06 | Present |
| Pak Chun Wong 王柏俊 | RO 4 Rep 4 | 2008-06 | Present |
| Wai Kin Yeung 楊偉堅 | RO 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Chi Ho Yip 葉志豪 | RO 1 Rep 1 | 2007-07 | Present |
| Lingji Cao 曹凌霽 | Rep 4 | 2023-08 | Present |
| Bernard Hon Wai Chan 陳漢偉 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Chau Kam Chan 陳周金 | Rep 1 | 2020-10 | Present |
| Eva Yee Wah Chan 陳綺華 | Rep 1 | 2026-07 | Present |
| Pang Chan 陳鵬 | Rep 1 | 2005-12 | Present |
| Hongyu Che 車宏宇 | Rep 1 | 2007-10 | Present |
| Jiamin Chen 陳嘉敏 | Rep 1 | 2025-04 | Present |
| Peili Chen 陳培莉 | Rep 1 | 2005-07 | Present |
| Weiran Chen 陳巍然 | Rep 1 | 2025-08 | Present |
| Xiaoxia Chen 陳曉霞 | Rep 4 | 2010-09 | Present |
| Lai Ching Cheng 鄭麗晴 | Rep 1 | 2025-03 | Present |
| Lit Fai Cheng 鄭烈輝 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Anthony Yiu Fai Cheung 張耀徽 | Rep 1 | 2025-11 | Present |
| Chik Fai Cheung 張藉輝 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Laam Amanda Cheung 張嵐 | Rep 1 | 2026-02 | Present |
| Chun Shing Chu 朱俊胜 | Rep 1 | 2017-04 | Present |
| Yucui Dan 但玉翠 | Rep 4 | 2016-12 | Present |
| Mei Gao 高梅 | Rep 1, 4, 6, 9 | Pre-2003 | Present |
| Dachen Gong 龔達宸 | Rep 1 | 2025-11 | Present |
| Yuqiang Guan 管宇強 | Rep 1 | 2008-10 | Present |
| Xiaoyu Han 韓嘯宇 | Rep 4 | 2019-03 | Present |
| Yusheng He 何宇昇 | Rep 6 | 2026-08 | Present |
| Chip Hang Ho 何接恆 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Virginia Yi Kuen Hon 韓儀娟 | Rep 1 | 2013-09 | Present |
| Xuening Hou 侯雪宁 | Rep 1 | 2020-12 | Present |
| Chen Huang 黃晨 | Rep 4 | 2015-06 | Present |
| Jiajie Huang 黃佳杰 | Rep 1, 4 | 2015-10 | Present |
| Hui Jin 金暉 | Rep 1 | 2006-07 | Present |
| Xuan Jin 金煊 | Rep 4 | 2023-04 | Present |
| Yu Kang 康瑜 | Rep 1 | 2014-12 | Present |
| Ka Fai Kwan 關家輝 | Rep 1 | 2016-08 | Present |
| Maat Sheung Chiu Lam 林襄潮 | Rep 1 | 2025-11 | Present |
| Chi Keung Lau 劉志強 | Rep 1 | 2005-10 | Present |
| Cho Ki Lau 劉楚琪 | Rep 1 | 2024-03 | Present |
| Chi Shun Leung 梁志信 | Rep 1 | 2007-09 | Present |
| Ming Hin Leung 梁銘軒 | Rep 1 | 2025-08 | Present |
| Soi Chi Leung 梁瑞芝 | Rep 1 | 2019-12 | Present |
| Stanley Chi Yuen Leung 梁志源 | Rep 1, 7 | 2003-05 | Present |
| Chun Li 李俊 | Rep 1 | 2014-05 | Present |
| Hang Li 李航 | Rep 1, 4 | 2011-01 | Present |
| Hangrong Li 黎航荣 | Rep 4 | 2023-08 | Present |
| Jinglin Li 李京霖 | Rep 4 | 2018-12 | Present |
| Lingwei Li 李羚瑋 | Rep 4 | 2023-10 | Present |
| Nan Ling Li 李南泠 | Rep 4 | 2026-03 | Present |
| Qian Li | Rep 4 | 2014-08 | Present |
| Shun Li 利順 | Rep 1 | 2009-01 | Present |
| Weihao Li 李偉浩 | Rep 1 | 2008-06 | Present |
| Zhuoqun Li 李卓群 | Rep 4 | 2024-07 | Present |
| Ying Lin 林穎 | Rep 1 | 2018-08 | Present |
| Chung Him Liu 廖仲謙 | Rep 1 | 2016-09 | Present |
| Huijun Liu 劉惠軍 | Rep 6 | 2025-08 | Present |
| Jiahui Liu 劉家暉 | Rep 4 | 2025-07 | Present |
| Xinhong Liu 劉新紅 | Rep 1 | 2008-03 | Present |
| Jiayi Lu 陸家藝 | Rep 1 | 2024-10 | Present |
| Ying Lu 逯穎 | Rep 1 | 2023-10 | Present |
| Yuet Tin Lui 呂悅天 | Rep 1 | 2018-07 | Present |
| Fanhuan Luo 羅凡環 | Rep 4 | 2021-07 | Present |
| Yanxin Lyu 呂彥辛 | Rep 4 | 2025-01 | Present |
| Pang Yan Mak 麥鵬恩 | Rep 1 | 2025-11 | Present |
| Siu Ming Mak 麥小明 | Rep 1 | 2021-04 | Present |
| Shun Kong Ng 吳淳鋼 | Rep 1 | 2024-12 | Present |
| Eric Chun Sun Poon 潘浚燊 | Rep 1, 4 | 2025-08 | Present |
| Mingjin Qian 錢銘今 | Rep 1, 6 | 2008-06 | Present |
| Haokai Qin 秦浩楷 | Rep 1, 4 | 2014-01 | Present |
| Yatong Qiu 邱亞彤 | Rep 1 | 2017-03 | Present |
| Songling Shen 沈松齡 | Rep 1 | 2008-05 | Present |
| Yuxuan Sui 隋雨軒 | Rep 4 | 2026-07 | Present |
| Wentao Sun 孫文滔 | Rep 1 | 2026-02 | Present |
| Chun Fai Tang 鄧俊輝 | Rep 1, 4 | 2025-07 | Present |
| Wenjia Teng 滕文佳 | Rep 1 | 2019-05 | Present |
| Chanjuan Tian 田嬋娟 | Rep 1 | 2023-10 | Present |
| Chung Ting Tse 謝仲廷 | Rep 1 | 2026-07 | Present |
| Jian Wang 王健 | Rep 1 | 2008-05 | Present |
| Min Wang 汪敏 | Rep 6 | 2026-06 | Present |
| Shizhen Wang 王士振 | Rep 4, 6 | 2011-01 | Present |
| Yuan Yuan Wang 王媛媛 | Rep 1 | 2008-08 | Present |
| Mei Sze Wong 王美斯 | Rep 1 | 2026-01 | Present |
| Tsz Kin Wong 黃子健 | Rep 1 | 2021-02 | Present |
| Yuling Xue 薛裕玲 | Rep 1 | 2023-11 | Present |
| Alexander Tak Wai Yuen 阮德偉 | Rep 1 | 2025-08 | Present |
| Jihe Zhang 張記和 | Rep 1 | 2025-07 | Present |
| Tieyan Zhang 張鐵言 | Rep 4 | 2025-06 | Present |
| Yunfei Zhong 鍾云飛 | Rep 6 | 2017-02 | Present |
| Hanyi Zou 鄒瀚逸 | Rep 4 | 2023-08 | Present |
| Yilian Tang 唐伊蓮 | Rep 4 | 2023-08 | 2026-07 |
| Ho On Luk 陸可安 | Rep 1 | 2025-08 | 2026-04 |
| Sensen Gu 古森森 | Rep 1, 4 | 2013-05 | 2026-03 |
| Yu Hu 胡鈺 | Rep 4 | 2024-12 | 2026-02 |
Showing 1–100 of 324
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