Siu Ming Mak
麥小明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Ming Mak (麥小明), a licensed Representative with CE reference BGJ078. Currently licensed at 1 firm(s): First Shanghai Securities Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 10.5 years of SFC licence history. Total licence records on file: 6.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-04-16 | present |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-04-16 | 2026-06-30 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-02 | 2021-04-01 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-06-02 | 2021-04-01 |
| I-Access Investors Limited 一通投資者有限公司 |
Rep | Type 1 - Dealing in securities | 2015-11-16 | 2017-03-13 |
| I-Access Investors Limited 一通投資者有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-11-16 | 2017-03-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Ming Mak during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.